Phoenix have partnered with a top tier Investment Bank looking for an experienced VP to join the Advisory, Institutional Client Group (ICG) and Research team. You will report directly the team Principal Audit Manager (PAM) and help drive enhanced coverage of Conduct risk and supervision processes globally.
Your key responsibilities:
Support the PAM undertaking audit assignments, drafts audit issues / reports for review by audit management, facilitates issue tracking and validates closure of findings
Execute day-to-day operational audit work and contributes to the delivery of audits (including the updating of Risk Assessment Profiles and the Continuous Monitoring processes); Execute audit fieldwork in line with the agreed audit approach
Provide input to the risk assessments and approaches in relation to conduct topics
Your skills and experience:
Knowledge and experience of financial services particularly Investment Banking products, coupled with experience and knowledge of the operational requirements and regulatory environment of a Global Bank
Thorough understanding of global banking control environment and compliance issues in the banking/finance industry in particular conduct and Front Office control topics
Profound knowledge of auditing standards and concepts
We will be contacting candidates with the closest match to the client’s selection criteria within seven days of application to arrange an initial meeting. If you have not heard from us within these timescales, thank you for your interest but please consider your application unsuccessful on this occasion. If you would like to have a confidential discussion about your current situation please feel free to give us a call to discuss.