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Senior Compliance Officer

  • Location:

    Dublin

  • Sector:

    Compliance, Risk & Regulatory

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Aaron Spratt

  • Contact email:

    aaron@phoenixsearch.com

  • Job ref:

    BBBH1542_1654525714

  • Published:

    29 days ago

  • Expiry date:

    2022-07-06

The Client:

Leading international investment bank, looking to add a Senior Compliance Officer, to report directly to the Head of Compliance for Advisory & Assurance.


The Opportunity:

  • Agile working - Office is now officially back open but flexibility will be a massive part of your role
  • Enjoy a highly competitive financial package - market leading salary
  • Join a successful, dynamic, and growing company with offices across the world
  • Work alongside Senior Stakeholders and Partners
  • Opportunity to put your own stamp on the compliance framework for the Irish business


Key Duties and Responsibilities:

  • Designated point of contact and SME for the firm's regulatory obligations (MIFID, MAR, EMIR)
  • Constant review and development of policies and procedures
  • Take the lead on key regulatory projects for the Irish business - from planning stage right through to implementation
  • Monthly/quarterly board reporting with respect to the effectiveness of the compliance programme
  • Identification, interpret and assess existing and upstream regs - providing reports on the potential impacts, risks, and opportunities this may bring
  • Implementation of the compliance advisory & assurance programme
  • Promote a strong compliance culture across the business


The Ideal Candidate:

  • 5+ years experience compliance and investment firm governance - MIFID, EMIR, MAR etc
  • Excellent CBI/regulatory experience
  • Strong communicator, equally capable of working alone as with a small team - works well with a able to effectively communicate with Board of directors
  • Compliance project implementation experience