Phoenix Search have partnered with a top tier investment bank looking for a strong Internal Audit AVP to join their global team in London. The right person will be exposed to the Foreign Exchange (FX), Rates and Electronic Trading businesses. You will report directly to the team Principal Audit Manager (PAM) and help drive enhanced audit coverage of Market Conduct and Supervision risks and controls globally.
Your key responsibilities:
Supports the PAM in planning, executing and reporting the results of internal audits of controls over Conduct and Supervision related risks and controls, as well as the expansion of the team
Undertakes audit assignments, drafts audit reports for review, facilitates issue tracking and validates closure of issue; executes day-to-day operational audit work and contributes to the delivery of audits
Undertakes all aspects of audit fieldwork and be able to think how and where conduct risk can occur in FX, Rates and Electronic Trading
Your skills and experience:
Knowledge and experience of Internal Audit, ideally gained from within Financial Services
Experience and understanding of the operational requirements and regulatory environment of a Global Bank; prior relevant experience on trading businesses is preferable such as a good understanding of front to back controls in trading businesses and their products
Excellent team working capabilities and an ability to build strong business and team relationships; Proven communication and presentation skills