​The Client:

An established MiFD authorised investment arm of a global asset manager managing in excess of €40 billion AUM. 

The Opportunity:

• Join an experienced team - including investment managers, risk professionals, and software engineers - in a progressive, tech-savvy, profitable organisation

• Join an organisation which prides itself on an exceptional staff retention record. 

• An attractive financial package

Key Duties & Responsibilities:

• Ultimately, lead and assume overall responsibility for the organisation’s Compliance Function. 

• Advise the organisation on all compliance issues associated with its investment management, portfolio management, and investment advisory activities per relevant legislation and regulation. 

• Act as the primary point of contact with the Central Bank in a compliance contact and manage that relationship on an ongoing basis.

• Horizon scan to ensure the organisation remains compliant with relevant legal and regulatory requirements and advise on its impact on the business. Update and train within the organisation, as appropriate. 

• Ensure compliance with the relevant CBI outsourcing requirements. 

• Maintain, review, update, and where required develop and implement, new compliance policies and procedures. 

• Ensure consistent and accurate reports are produced for the relevant Boards.

• Assist with ad hoc projects and engage with relevant internal and external stakeholders as required. 

Key Skills & Qualifications:

• Holds a degree-level qualification. ACOI qualification is advantageous.

• Minimum of 5 years relevant compliance experience

• Compliance and/or Risk experience in a MiFID authorised entity is highly advantageous.

• Prior Central Bank PCF approval is ACOI qualification

• Excellent communication skills

• Self-motivated, adaptable, and commercial

• Tech-savvy