An established MiFD authorised investment arm of a global asset manager managing in excess of €40 billion AUM.
Join an experienced team - including investment managers, risk professionals, and software engineers - in a progressive, tech-savvy, profitable organisation
Join an organisation which prides itself on an exceptional staff retention record.
An attractive financial package
Key Duties & Responsibilities:
Ultimately, lead and assume overall responsibility for the organisation’s Compliance Function.
Advise the organisation on all compliance issues associated with its investment management, portfolio management, and investment advisory activities per relevant legislation and regulation.
Act as the primary point of contact with the Central Bank in a compliance contact and manage that relationship on an ongoing basis.
Horizon scan to ensure the organisation remains compliant with relevant legal and regulatory requirements and advise on its impact on the business. Update and train within the organisation, as appropriate.
Ensure compliance with the relevant CBI outsourcing requirements.
Maintain, review, update, and where required develop and implement, new compliance policies and procedures.
Ensure consistent and accurate reports are produced for the relevant Boards.
Assist with ad hoc projects and engage with relevant internal and external stakeholders as required.
Key Skills & Qualifications:
Holds a degree-level qualification. ACOI qualification is advantageous.
Minimum of 5 years relevant compliance experience
Compliance and/or Risk experience in a MiFID authorised entity is highly advantageous.
Prior Central Bank PCF approval is ACOI qualification
Excellent communication skills
Self-motivated, adaptable, and commercial