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Compliance Manager

  • Location:

    Ireland

  • Sector:

    Financial Services

  • Job type:

    Permanent

  • Salary:

    €80,000 - €90,000 + Benefits

  • Contact:

    James O'Donnell

  • Contact email:

    jamesod@phoenixsearch.com

  • Job ref:

    3796

  • Published:

    5 days ago

  • Expiry date:

    2024-08-09

Our client is a growing, leading player in the asset management sector. Due to this exciting growth an opportunity has arisen for a compliance professional to join their team in the Dublin office. 

This is a high profile and varied role with the following responsibilities:

Support the Chief Compliance Officer in maintaining the compliance framework.

  • Develop and execute the Annual Compliance Plan.
  • Conduct Compliance Risk Assessments and recommend improvements.
  • Foster a strong compliance culture within the firm.
  • Provide expert compliance advice to portfolio managers and staff.
  • Monitor and assess regulatory changes.
  • Prepare reports for the Board of Directors and other governance forums.
  • Review and advise on compliance and group policies.
  • Maintain the Compliance Handbook.
  • Ensure compliance with Irish regulatory framework.
  • Advise on MiFID/AIFM regulations and conduct gap analyses.
  • Implement new processes for MiFID/AIFM compliance.
  • Assist with licence extension processes and CBI submissions.

Requirements:

  • 5+ years' compliance experience in asset management or similar.
  • Accounting, legal, or business degree preferred.
  • LCOI qualification or willingness to obtain it.
  • Deep knowledge of UCITS Regulations.
  • Strong understanding of financial products and markets.
  • ESG knowledge is a plus.
  • Proficient in MiFID/AIFMD regulations.
  • Excellent communication skills.
  • Additional languages (especially Italian) are an advantage.
  • Strong planning, problem-solving, and organisational skills.
  • Enthusiastic, eager to learn, and self-motivated.
A competitive salary and benefits package are on offer for the right individual as is the opportunity to grow and develop your career within a dynamic and forward thinking organisation.

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