Our Client:
Phoenix is delighted to partner with an innovative global investment fund provider to hire a dynamic and motivated Designated Person for Regulatory Compliance (PCF39F).
The Opportunity:
- Join a talented, collegiate and personable team
- Superb career progression opportunities
- Join a successful organisation with 80bn AUM, and ongoing growth plans
- Dublin city office = key hub for its European operation
- Opportunity to drive compliance initiatives across Ireland and the EU.
- Competitive package
- Manage and monitor the compliance framework of the Irish and European Compliance functions.
- Manage the provision of required regulatory information and marketing material to investors.
- Monitor cross border distribution of the funds under management to ensure the funds are appropriately registered in all jurisdictions in which the funds will be marketed.
- Monthly reporting to committees and internal stakeholders as requested.
- Ongoing monitoring of delegate issues and independent analysis of service provider reporting.
- Assist and where required present, with Board meeting reporting.
- Carry out oversight of arrangements with distributors so that marketing activities are consistent with the agreed distribution strategy.
- Develop and review policies and procedures to ensure they are sufficient to meet regulatory requirements.
- Minimum 4 years compliance experience in funds sector.
- Suitable qualifications / experience relevant to PCF39F
- Prior PCF experience advantageous, but not critical depending on the candidate.
- Management company experience.
- UCITS ETF experience preferable.
- Proven in-depth experience of relevant regulations/guidance issued by the CBI and other relevant European regulatory bodies e.g. CBI's Fund Management Company Guidance (CP86) UCITS.
- Enthusiasm and ability to lead projects.
- Proven ability to build and develop relationships with stakeholders (internal and external).
- Proven self-starter, with a strong work ethic.
- Excellent interpersonal skills, and excellent team player.
- Excellent attention to detail.
- Proven ability to prioritise and meet deadlines.
- Strong MS Office skills - in particular, Excel and Word.
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