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Compliance Officer

  • Location:

    Dublin

  • Sector:

    Legal & Compliance

  • Job type:

    Permanent

  • Contact phone:

    AARON SPRATT

  • Contact email:

    aaron@phoenixsearch.com

  • Contact phone:

  • Published:

    about 1 month ago

  • Expiry date:

    2021-02-28

The Client:

We have partnered with an international, market-leading ManCo, who is looking to add a Compliance Officer to their growing Dublin-based team. 

The Opportunity: 

  • Join a successful, dynamic, and expanding local Dublin office within the framework of a renowned global asset manager

  • Gain excellent end-to-end, hands-on experience working with a dynamic, and personable team

  • Strong career progression opportunities for the right person

  • Agile working

  • Enjoy a highly competitive financial package 

This is a fantastic opportunity for someone coming from a ManCo or wider Funds Compliance background who wants to progress take their Compliance career with a successful, dynamic, and highly-regarded organization. 

Key Duties and Responsibilities: 

  • Prepare, review, and assist with all relevant Company policies and procedures from a compliance perspective having regard to the Compliance Plan.

  • Proactively promote a strong compliance culture throughout the business. 

  • Assisting with all upcoming regulatory change projects and analysis of their impact on the business.

  • Contributing to the risk-based annual compliance monitoring plan.

  • Involvement in projects that require regulatory/compliance input.

  • Support the wider Compliance Team as required and assist in preparing reports and updates for the Bard, the Central Bank, senior management, and any other relevant stakeholders.

  • Maintain register for breaches, errors, and complaints about regulated entities as directed.

  • Assist in the promotion of an appropriate compliance culture within the organization. 

The Ideal Candidate:

  • ACOI qualification or study advantageous

  • 3-5 years' experience in a similar compliance role

  • Experience in a funds organization a must with prior ManCo experience a distinct advantage

  • A strong team player but also able to work on their own initiative

  • Motivated with a "can-do", positive attitude 

  • Excellent attention to detail 

  • Strong communicator with an ability to develop relationships with stakeholders, both internal and external